James Lee is a Registered Representative of and offers securities products and advisory services through Royal Alliance Associates, Inc. Member FINRA/SIPC, a registered broker-dealer and investment advisor. In this regard, this communication is strictly intended for individuals residing in the states of Arizona (AZ), California (CA), Colorado (CO), Connecticut (CT), Delaware (DE), Florida (FL), Georgia (GA), Illinois (IL), Indiana (IN), Maine (ME), Massachusetts (MA), Maryland (MD), Minnesota (MN), North Carolina (NC), New Jersey (NJ), New York (NY), Pennsylvania (PA), Washington (DC), South Carolina (SC), Virginia (VA), West Virginia (WV). No offers may be made or accepted from any resident outside the specific states referenced.  James Lee is also separately registered as an investment adviser representative under Lee Financial Associates, LLC, a registered investment advisor not affiliated with Royal Alliance Associates, Inc., Offering advisory services in the states of  Maryland (MD).